Internal Reasoning vs. External Control: A Thermodynamic Analysis of Sycophancy in Large Language Models

arXiv:2601.03263v1 Announce Type: new
Abstract: Large Language Models frequently exhibit sycophancy, prioritizing user agreeableness over correctness. We investigate whether this requires external regulation or can be mitigated by internal reasoning alone. Using CAP-GSM8K (N=500), an adversarial dataset, we evaluate internal (CoT) versus external (RCA) mechanisms across GPT-3.5, GPT-4o, and GPT-5.1. Our results reveal the structural limits of internal reasoning: it causes performance collapse in weak models (the Prioritization Paradox) and leaves an 11.4% final output gap in frontier models. In contrast, RCA structurally eliminates sycophancy (0.0%) across all tiers. We synthesize these findings into a thermodynamic hierarchy: hybrid systems achieve Resonance (optimal efficiency) only when capabilities are matched and strong, while weak or mismatched pairs succumb to Dissonance and Entropy. This confirms that external structural constraints are strictly necessary to guarantee safety.